Accounting Blog for Business

Understanding the Basics of Your Company's Audit Report

Written by Alyanna Tagamolila | Oct 30, 2014

As an entity, your company's lifeline will always primarily be your finances. More often than not, your growth strategies, decisions and even operational capacity will all depend on your ability to finance each venture. Because of this, companies must make an active effort to maintain timely and accurate financial records. However, how can a company verify whether or not the financial statements they have prepared are true? 

This is where an auditor’s report comes in. Think of an audit report as a document that evaluates a company's financial proceedings, stating the validity and reliability of your financial statement and whether or not it can be used by your regulatory body to check your compliance as well as whether it can be used by potential investors, partners and/or stakeholders to assess your finances. 
 
So, how is an auditor’s report prepared? What are its elements? Let's dive into the specifics – the content of audit reports and what they mean for your company. 


 

What Are Financial Statements? 

To understand audit reports, you first need to understand what financial statements are. In a nutshell, financial statements provide a brief overview of your financial performance and cash flow during a specific period. They contain your:  

  • Income Statement (Profit and Loss Statement): Summarizes company revenues, expenses, and profits or losses over a set timeframe. 
  • Balance Sheet: Shows your company’s assets, liabilities, and equity at a particular point in time. 
  • Cash Flow Statement: Tracks how cash enters and leaves your business. 
  • Statement of Changes in Equity: Details changes in ownership interest, retained earnings, and other equity components. 

These statements act as the foundation of your auditor as they conduct the audit proper and in creating their report. The auditor assesses your financial statements to see if you are complying with the relevant accounting standards based on your industry and locality --- with the two most common being the Generally Accepted Accounting Principles (GAAP) or International Financial Reporting Standards (IFRS). 

Now that we know the role of financial statements in your company's audit, the next question is: who conducts the audit?  

 
Who Should Audit Your Financial Statements?  

An auditor is the person who can vouch for the accuracy of your financial reports. This is why small business auditing is vital for your business. Auditors can be either internal or external; the former being employees or contractors working for the company they are auditing, and the latter mainly working for government agencies. It is advisable that auditors state their connection with the company (internal or external) so that the report will not be compromised.  

  
Read: Understanding Audits: The 4 Types of Audit Reports  

 

What Does an Auditor’s Report Contain?  

Like all financial and accounting documents, an auditor’s report should adhere to the established standards of a local governing body. It could be based on the standards of the Generally Accepted Accounting Principles (GAAP), for example, to ensure that the auditor’s evaluation of accuracy is based on standard accounting practices.  

 

In audit reports, there are also rules on the order of elements:  

  • The name of the audited company and the accounting method used  
  • Summary of the auditor’s responsibility and their report/findings  
  • The auditor’s provisions/reservations (if any)  
  • Conclusion  
  • Additional information (if any)  
  • Company’s management report (if any)  
  • Date of the report and the auditor’s signature  

 

Auditors come in two forms: 

  • Internal Auditors: Employed by your company, these professionals focus on operational and procedural checks. They help assess internal controls and identify potential risks or inefficiencies. 
  • External Auditors: Typically hired from third-party accounting or audit firms or government agencies, external auditors bring an independent perspective as they are able to perform a holistic audit of your finances. External audits are typically done to ensure regulatory compliance, to build trust with investors during loan applications and for stakeholder reporting during the end of the fiscal year.   

Because independence is key in audits, external auditors are generally preferred when financial statements are submitted to external entities. In fact, it is considered best practice for auditors to declare their relationship with the business being audited to ensure credibility and transparency. 

 

What Is an Audit Report?  

We now go to the audit report itself. Much like a financial statement, your audit report shows whether your finances accurately represent your company's operational and business proceedings and overall financial condition. When creating an audit report, the goal of the auditor is to provide an unbiased opinion on whether your financial reports are free from material misstatements, whether due to fraud or error. 

Audits are particularly valuable to external stakeholders (such as investors, regulatory authorities, and financial institutions) who rely on them to make informed decisions. Internally, audits also help business owners and management assess risk, improve financial controls, and identify inefficiencies.  

Given that your audit report stands as the structured document that gives its readers a firm understanding of your financial position, it holds several key sections to help stakeholders, regulatory bodies and even your management team easily understand where you are.  

Note: While the structure may vary slightly depending on a company's location, industry and its applicable regulatory bodies, most audit reports include the following elements: 

  • Name of the Audited Company and Accounting Method Used: This identifies the company being audited and confirms the accounting framework applied (e.g., GAAP). 
  • Auditor’s Responsibilities and Findings Summary: The report will include a statement outlining the scope of the auditor’s responsibilities and the process they followed to reach their conclusion. 
  • Auditor’s Reservations (if any): If there are concerns or issues encountered during the audit, these are clearly noted. 
  • Conclusion/Opinion: The heart of the report. This section contains the auditor’s formal opinion on the fairness of the financial statements. 
  • Additional Information (if applicable): Sometimes the auditor includes notes on observations that are not directly part of the audit opinion but are worth highlighting for transparency. 
  • Management Report (if applicable): This may provide the company’s own views, particularly if there are reservations or qualifications in the audit opinion. 
  • Date and Auditor’s Signature: Indicates when the audit was completed and authenticates the report. 

By following this set structure, the audit report ensures clarity, accountability, and consistency. 

 

The Different Kinds of Audit Report Findings 

An auditor’s report is also known as an opinion. It has different natures depending on findings. There are four types of opinions expected when seeking professional corporate auditor support, such as:  

 

An Unqualified/Clean Opinion is given when the financial reports are accurate. This is issued when the company’s position, operations, disclosures, and financial condition are fairly represented in the financial statement. It also states that the report has been made in accordance with GAAP and adheres to relevant statutory requirements and regulations.   
  

A Qualified Opinion, despite its name, is not entirely the opposite of an unqualified opinion. This type of opinion is given if the financial statement accurately reflects the company’s financial condition, but is not fully compliant with GAAP. The style of the report is the same as that of an unqualified one, with the exception of an additional paragraph stating the reason/s why it didn’t pass for an unqualified opinion.   
  

Disclaimer of Opinion is given when the auditor is unable to make a complete and accurate report, and could therefore refuse to give any opinion. This may be the result of the following: 1) a conflict of interest for the auditor (e.g. the auditor not being independent), 2) imposed limitations by the client, resulting in insufficient auditing, and 3) the absence of mandatory financial records.   
  

An Adverse Opinion simply means that the auditor has discovered discrepancies in the company’s financial statements. Avoid this result as much as possible as it would require you to redo your books. Moreover, it would also affect your company’s compliance reputation.  

 

For you to have a good or unqualified opinion, you need to present credible financial statements, which in turn can give assurance to bankers, creditors, stockholders, government agencies, and other interested parties. By regularly auditing your finances and financial statements, you are positioning your company as credible within your industry – allowing you to attract more business and drive your company’s growth. 

 

What Happen After Your Audit Results 

After getting the results of your audit, it becomes your company's responsibility to address the findings. Depending on the assessment of the auditor, here's what your next steps would look like according to each finding:  

 
Unqualified/Clean Opinion 

This result is the best-case scenario after your audit. It means you were able to successfully track your finances and that your financial statements are accurate, compliant, and fairly presented. With these results, you can:  

  • Use this to strengthen investor proposals, loan applications, and potential partnerships. 
  • Maintain the efficiency of your operations but take the time to regularly review your internal controls and financial processes – keeping an open mind to continuous improvement and implementing improvement plans as you see fit.  

Qualified Opinion 

A qualified opinion means that while your reports are mostly accurate, there may be a specific area or section that didn't meet the applicable accounting standards. When this happens, here's what you should do:   

  • Review the auditor’s notes to understand the exact issue. 
  • Work with your finance team to correct the discrepancy. 
  • Prepare a plan to fix the issue before the next audit cycle (especially if you plan to present your financials externally.) 

Disclaimer of Opinion 

Now, getting this result calls for immediate action. When an auditor gives you a disclaimer of opinion, it means that they weren't able to complete their audit process because of missing information, limitations during the audit or other external blockage. Once you get a disclaimer of opinion, your company should:  

  • Identify the gaps: Missing documents? Restricted access? 
  • Reassess your documentation and reporting processes. 
  • Consider engaging a third party to help improve audit readiness for next time. 

Adverse Opinion 

The last possible result you can get is an adverse opinion. Once this happens, it means an auditor found just cause to state that your records show significant issues with your financial reporting. When this happens, here are your next steps:  

  • Go back and review your books in full. 
  • Consult your auditor to understand what needs to be restated or corrected. 
  • Expect reputational impact — especially with regulators or stakeholders and prepare clear communication to rebuild trust. 

Your audit findings don’t just highlight what is, they help shape what comes next and tell you your next steps as a company.  

 

The Bottomline 


Overall, regularly auditing your company’s financial position (both internally and externally) is one of the best ways to open growth opportunities for the company. 

Not only does it give you and your management team a clear picture of where you stand, it also provides a ready-made assessment you can present to investors, partners, and even clients. That kind of transparency helps build trust in your company, which can lead to a wider network, a growing client base, and even an expanded scope of services (if applicable). 

The audit process doesn’t just exist for compliance; it exists to give credibility.  

When you have accurate, timely, and well-documented financial statements backed by a trusted external audit, it becomes much easier to move your company forward. It allows you to easily apply for funding, take in investors and even enter into business agreements that can be beneficial for both you and your partner entity.  

Alongside company growth, it also cements your credibility within your country and industry.  

 

Accurate financial records strengthen your relationship with the applicable regulatory bodies, making sure your operations are in compliance with any relevant rules and regulations. This trust between you and these regulatory bodies ultimately makes it easier to scale up your operations as applying for permits, approvals and licenses would be easier if you are known as a company who is always compliant.  

In short: audits help you stay sharp, accountable, and positioned for growth. The more consistent and transparent your financial practices are, the more opportunities become present – paving the way for your company's longevity and success.  

 

Read Next: Audit Intelligence: The Future of Artificial Intelligence in Audit   

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First Published on October 30, 2014 and Edited by Aly Tagamolila on August 12, 2025